Origins


Hawk's castle: AD 1020

Count Radbot builds himself a castle, in 1020, on a promontory overlooking the river Aar to the west of Zürich. Perhaps because of its high position, it becomes known as Habichtsburg - 'hawk's castle'. From this fortress Radbot's family later acquire their name, as the Habsburgs.

Two centuries later Radbot's descendants are counts of Zürich, with extensive rights over the entire region around Lake Lucerne - comprising the territories of Schwyz, Uri, Unterwalden and Lucerne. These Swiss cantons, the original heart of the Habsburg inheritance, are gradually lost from 1291. But by then a Habsburg count, Rudolf, has won more extensive territories for the family.

Rudolf I: AD 1273-1291

In 1273 the German princes make a slightly surprising choice in their election of a new king. They favour Rudolf of Habsburg, even though the family's ancestral lands are at this stage quite modest - relatively small regions in the Alsace and in Switzerland. But Rudolf is a powerful leader and a German, well suited to challenge the growing power of the Slav king of Bohemia, Otakar ii, whose election as duke of Austria has represented a major enroachment on German territory.

Rudolf first approaches his task by legal means. He questions Otakar's right to the Austrian duchy, summons the king to appear before an imperial diet and places him under a ban when he fails to do so. He then resorts to force.

Rudolf enters Austria with an imperial army in 1276, defeats Otakar, and forces upon him the treaty of Vienna. By its terms Otakar renounces his claim to Austria. As a vassal of Rudolf he is allowed to keep the ancestral lands of his dynasty, Bohemia and Moravia (the western part of Great moravia, linked to Bohemia since 1029), but he is stripped of his other dignities.

Two years later, in 1278, Otakar marches west to recover Austria. His army meets Rudolf's at Dürnkrut, northeast of Vienna. Otakar is defeated, and is killed in flight from the battle.

By these means the Austrian territories, long held by the Babenberg dynasty, pass to the Habsburgs. The important region of Tirol, enriched by trade through the Alpine passes, is bequeathed to them in 1363 by Margaret of Carinthia. Thus the central region of the Habsburg inheritance, the heart of their realm until 1918, is assembled by the end of the 14th century.

During that same century their original lands, in the forest cantons of Switzerland, slip out of their grasp. In 1291, the last year of his life, Rudolf I takes measures which offend his Swiss vassals. They form a league in opposition to the Habsburg dynasty.

Everlasting League: AD 1291-1315

On the death of Rudolf I, in 1291, the three forest districts of Uri, Schwyz and Unterwalden openly campaign against the election of his Habsburg successor, Albert, as German king. To protect themselves against Habsburg attack, they pledge themselves to an Everlasting League of mutual defence (signing it, tradition says, in the Rütli meadow in Uri).

The pledge remains for the moment hypothetical. A rival candidate wins the crown. Albert subsequently defeats him in battle and becomes the German king, in 1298. But there is no dramatic clash between the rebellious cantons and the Habsburgs until fifteen years later, when the next escalation in the drama follows an act of aggression by the Swiss.

In 1313 the men of Schwyz attack the rich Benedictine abbey of Einsiedeln. The Habsburgs, with feudal responsibility for the abbey, take various steps to reassert their authority. When these fail, they assemble a great army in 1315 to attack Schwyz.

On the mountain slope of Morgarten, on the border of Schwyz, the glittering Habsburg array is met on November 15 by a much smaller Citizen army drawn from the farmers of Schwyz, Uri and Unterwalden. The Swiss are armed with a weapon which they make very much their own - the halberd.

The Habsburg knights, mounted and in armour, rely on the thundering weight of a charger to mow down the opposition. In the confined space of Morgarten, they find themselves at the mercy of the Swiss halberdiers.

At the end of each 8-foot halberd there is a sharp metal point; this can jab like a spear. Below the point to one side is a hook; this is used to grapple a knight and drag him from his horse. Below the point on the other side there is an axe blade; with a heavy sweeping blow, at the end of the long handle, this will cut through armour and sink into limb or neck. With this lethally adaptable weapon the Swiss footsoldiers bring down the Habsburg cavalry.

The great victory at Morgarten prompts the Swiss farmers to renew their Everlasting league. They meet on December 9 at Brunnen, Schwyz's port on Lake Lucerne. This time the document is in German (in 1291 it was in Latin), but the clauses are much the same. None of the three confederate cantons is to accept any new feudal obligation without consulting the others; all are to come to each other's defence if attacked.

It is an agreement which other Swiss cantons can subscribe to when they wish, and it remains the basis of an expanding Swiss confederation. The leading role of Schwyz, particularly at Morgarten, causes the confederation to be referred to informally as Schwyz (hence Switzerland) from as early as 1320.

Withering of Habsburg rule in Switzerland: AD 1318-1389

Morgarten does not immediately free the forest cantons from Habsburg influence. But the Swiss have earned a new respect.

Another great victory - at Sempach in 1386 - settles the issue. Some 1600 Swiss confederates crush a Habsburg force of about 6000 men. A treaty agreed in Zürich in 1389 effectively annuls Habsburg feudal rights over the Everlasting league, now much enlarged from the three original members of 1291. The treaty is renewed in 1394, 1412 and 1474 until the Peace of basel finally recognizes Swiss independence in 1499. (The missing name from this brief account is Switzerland's most famous character, William Tell. But alas, like England's King arthur, he appears to be a figure of legend.)

Decline and recovery: 15th century AD

At the start of the 15th century, after losing control of their Swiss inheritance during the previous hundred years, the Habsburg dynasty is in disarray. Even within Austria different branches of the family are at loggerheads. The great patrimony assembled by Rudolf i and his descendants looks like being frittered away.

1485 brings a final indignity. The Hungarian king, Matthias corvinus, captures Vienna. He moves his court to the Austrian capital, and incorporates much of Austria into the Hungarian kingdom.

Yet a mere fifteen years later, by the end of the century, the situation is transformed. The Habsburgs not only recover Austria on the death of Matthias corvinus in 1490. They acquire rights to rich lands throughout western Europe and across the Atlantic. Austria changes, in a trice, from being a fragile coalition of feudal territories (the duchies of Austria, Styria and Carinthia, together with the county of Tirol). It becomes instead the centre of a great empire.

This transformation is the result of two wise marriages, to heiresses in Burgundy and Spain. Marriage comes to be seen, with some justification, as Austria's chief policy of state.

Hereditary emperors


Fortunate Austria marries: AD 1477-1526

The Habsburg marriages of 1477 and 1496 give rise to a much quoted line of Latin poetry: Bella gerant alii, tu felix Austria nube (Let others make war; you, fortunate Austria, marry).

The first marriage is the achievement of Frederick III, elected Holy roman emperor in 1440. His long reign, to 1493, is a troubled one for Austria and the Habsburgs. But the turning point is his perception that the wealth of Burgundy (whose ruler Charles the Bold has no male heir) could be linked to the imperial dignity (held by the Habsburgs) to the mutual advantage of both houses - a perception so sound that the imperial crown becomes, in succeeding generations, a Habsburg inheritance.

From 1473 secret negotiations are undertaken between the Holy roman emperor and Charles the bold. The proposed bargain is that Frederick iii will raise Burgundy from the status of a duchy to that of a kingdom, in return for which Charles's daughter Mary will marry Frederick's son Maximilian.

When Charles dies in battle in January 1477, neither plan has come to fruition. But it suits Burgundy to clinch this imperial alliance as security against its neighbour, France. The marriage plans are hurried through. Maximilian weds Mary by proxy in March and in person in August.

Philip I, the offspring of this marriage (and thus the heir to Burgundy, which he inherits on the death of his mother in 1482), is the bridegroom in the next advantageous alliance in 1496. His father arranges for him to marry Joan, daughter of Ferdinand and isabella, the powerful monarchs of a newly united Spain.

The momentous result of this second marriage derives as much from good fortune as from the diplomatic skills of the Habsburgs. Maximilian is interested only in an alliance against France when he makes this link between the Habsburgs and Spain. Inheritance is not in his mind, for Joan has an elder brother and sister. The sister even has a son.

Maximilian cannot possibly intend to place a Habsburg on the throne of Spain. But he lives to see that as the astonishing outcome of the wedding. Joan's elder brother dies in 1497, followed by her sister in 1498 and her sister's son in 1500. Joan becomes the heiress to Spain and in the same year gives birth to a son, Charles.

When Charles is six, his father dies - a shock which deranges his already unstable mother, making her incapable of ruling (history knows her as Joan the Mad). The Habsburg child, Maximilian's grandson, is now the effective heir to Spain.

Charles inherits his Spanish dominions when Ferdinand, his grandfather in Spain, dies in 1516. Maximilian, the young man's grandfather in Austria, is now fifty-seven. In military terms, whether attempting to reassert Habsburg control over Switzerland or to defend imperial territories in north Italy, Maximilian's reign has seen many failures.

But he has not lost his skill as a matchmaker. In 1515 he betroths his younger grandson, Charles's brother Ferdinand, to the daughter of the king of Bohemia and Hungary. When that male line dies out (at Mohacs in 1526), these two kingdoms also fall into Habsburg hands.

Maximilian himself dies in 1519. His two grandsons Charles and Ferdinand rule a very large slice of Europe (in 1522 Charles assigns the hereditary Habsburg lands in Austria to Ferdinand). Each also succeeds Maximilian in turn as Holy roman emperor over a span of nearly half a century, until the death of Ferdinand in 1564.

Thus the mighty Habsburg empire bestrides Europe as the most powerful dynasty of the 16th century. It has been assembled within one lifetime, that of Maximilian, and almost entirely through peaceful means. Fortunate Austria marries.

Habsburg brothers: AD 1516-1564

For half a century the Habsburg brothers Charles and Ferdinand are the dominant figures of southern and central Europe, from Spain to Austria. Both are much involved in the upheavals resulting from the Reformation, which severely strains already fragile loyalties in the German lands of the empire.

Outside this shared central issue, the attention of the brothers is separately focussed. Each has on his hands one of the great territorial conflicts of the 16th century.

Charles makes western Europe his priority, regarding Spain as the centre of his realm. Here the conflict is with France.

There are frequent clashes between Habsburg and Valois interests in two rich and hotly disputed regions - northern Italy and the Netherlands. There is even a direct personal clash between Charles and his French rival Francis I. The two men first compete, at vast expense, in the 1519 election of the next Holy roman emperor.

The conflict which requires Ferdinand's almost permanent attention is on the eastern frontier of Roman Catholic Europe. From 1522 his brother delegates to him responsiblity for the family's hereditary lands in Austria and in other German-speaking regions.

In this area danger derives from the expanding Ottoman empire - though ironically, in 1526, the resounding Turkish victory at Mohacs brings Ferdinand great benefits.

The death of the young king of Hungary and Bohemia at Mohacs, without an heir, gives Ferdinand the legitimate opportunity to claim these two crowns.

Without too much difficulty Bohemia becomes part of the Habsburg dominions. Hungary, on Christendom's immediate frontier with the Turks, is harder to secure. A treaty of 1547 with the Turkish sultan leaves Ferdinand with only the western strip of the old Hungarian kingdom. Nevertheless he has significantly extended the Habsburg lands adjacent to Austria by the time he succeeds his brother in 1558 as Holy roman emperor.

There is perhaps little chance of a French king being elected to rule an empire which in its origin included France but which has not done so for centuries. But Charles is taking no risks. He clinches the election by dispensing vast sums in bribes (borrowing the money from the Mohacs, to their great advantage and his lasting inconvenience). He is elected in June 1519 and crowned as Fuggers at Aachen in 1520.

This is the first encounter in a rivalry between Charles and Francis which comes to dominate the politics of western Europe. It involves a large measure of personal animosity.

The emperor Ferdinand: from AD 1558

In 1555-6 Charles V finally gives up his long struggle to govern the largest western empire since Roman times. During the space of a year he abdicates in all his territories, before retiring to live near a Spanish monastery.

In January 1556 Charles gives to his son Philip the crown of Spain and of Spanish America, together with the Habsburg possessions in Italy. Three months previously he has handed to him the rule of the Netherlands. In September he offers to his brother Ferdinand his imperial crown as Holy Roman emperor; this transfer (technically a matter of election) is ratified in 1558.

These abdications formalize a division of the Habsburg lands which has been a political reality through most of Charles's reign. Practical responsibility for the German-speaking regions has been delegated to Ferdinand since 1522. Ferdinand has himself added adjacent territories in Bohemia and part of Hungary.

Under Ferdinand, Austria and neighbouring lands become a centralized monarchy ruled by the Holy roman emperor - by now virtually a hereditary Habsburg title.

With the capital city of the Holy Roman empire established in Vienna, and destined to remain there, the events of 1556 can be taken as the beginning of a specifically Austrian empire.

The far-flung dynastic realm of the Habsburg family (medieval in concept, although compiled by Maximilian I as recently as the 15th century) is thus split into two empires - of Spain and Austria - held by separate Habsburg dynasties. The two branches of the family usually cooperate and frequently intermarry, to their eventual Genetic disadvantage. But they are from now on politically separate.

The Spanish branch dies out in 1700, provoking the War of the spanish succession. But the Austrian empire remains securely in Habsburg hands until its demise, along with the separate German empire, at the end of World War I.

The story of Austria blends, from 1556, with that of a wider Austrian empire. This empire, ruled from Vienna, includes many long-established German-speaking Habsburg territories and two important kingdoms acquired in the early 16th century - Bohemia and Hungary. Holding this disparate realm together is the main concern of the Austrian Habsburgs. The first serious threat follows the eviction of their administrators from Bohemia in 1618. (Narrative continues as Austrian empire)

Sections are missing at this point

Habsburg inbreeding and Spanish succession: 17th c. AD

It is a historical truism that the Spanish Habsburgs become dangerously inbred through seeking wives from the Austrian branch of the family, and indeed the facts look startling. Three successive generations of Spanish kings (Philip III, Philip IV and Charles II) have Habsburgs as both parents.

Yet this is not as reckless as it seems. Indeed it is more a strange accident of mortality. The Habsburg mother of Philip III is his father's fourth wife. Three previous brides - successively Portuguese, English and French - bear sons who die as infants, or daughters, or no children at all. The Habsburg mother of Charles II is his father's second wife, after the death of a French princess. Fortunate austria marries: Spain marries unfortunately.

Neverthless, the fact remains that nearly all the immediate ancestors of Charles II (who succeeds to the Spanish throne in 1665) are descendants of the emperor Maximilian. The famous Habsburg jaw, visible in Maximilian and prominent in Velazquez's portraits of Philip IV, is so extreme in Charles II that it amounts to a disability - one of many, for he is sickly from birth.

Charles II marries twice but has no children and is assumed to be impotent. In his thirties he is so often ill that his early death is widely expected. With no immediate heir, but powerful claimants to his great empire, the coming crisis obsesses Europe in the 1690s. The issue will be fought out in the War of the spanish succession.

Emperors of Austria: 18th - 20th century AD

The Treaties in 1713-14, ending the war of the Spanish Succession, replace Habsburg with Bourbon on the throne of Spain. The great Habsburg domain assembled in the 16th century by the brothers Charles and ferdinand is reduced to the hereditary lands of Austria, Bohemia and Hungary, together with the new addition of the Spanish Habsburg territories in Italy and the Netherlands.

The dignity of Holy Roman emperor still remains with the family (until abruptly discarded by Francis ii in 1806) but it has become little more than a prestigious token. The Habsburg story, from the 18th to the 20th century, is essentially that of the Austrian empire.
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